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DOL FEE DISCLOSURE RULES : What plan fiduciaries must hear from service providers

ABA JOINT COMMITTEE ON EMPLOYEE BENEFITS  • DATE: November 30, 2010
SPONSORS: The Sections of Business Law; Health Law; Labor and Employment Law; Real Property, Trust and Estate Law; Taxation; Tort Trial and Insurance Practice; and the American College of Employee Benefits Counsel

General Information

Untitled Document

A 90-minute TeleConference
TUESDAY, NOVEMBER 30, 2010

1:00-2:30 pm ET / 12:00-1:30 pm CT / 11:00 am-12:30 pm MT / 10:00 am-11:30 am PT

Panelists: Michael L. Davis, Deputy Assistant Secretary, Employee Benefits Security Administration, U.S. Department of Labor, Washington, DC; William E. Ryan III, Morgan Stanley, New York, NY;
Andrée M. St. Martin, Groom Law Group, Washington, DC

The following topics will be discussed:

  • New fee disclosure requirements for 408(b)(2) exemption
  • Information that plan fiduciaries must obtain from their service providers
  • Types of services to which rules apply
  • Impact on service provider contracts
  • Consequences if a service provider doesn''t comply
  • New participant disclosure regulations under 404(a)
  • How a plan''s service providers can help the plan fiduciary satisfy its participant disclosure obligations
  • Impact on participant statements
  • Timing of disclosures
  • Effective dates

IF PAYING BY CHECK: Make checks payable to ABA-JCEB and mail to 740 15th Street, N.W., Washington, DC 20005


   
DOL FEE DISCLOSURE RULES : What plan fiduciaries must hear from service providers
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